Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (since 15 Feb 2022)
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Davidsons Portfolio Management Ltd
FRN 796573
- SMF3 Executive Director (since 15 Feb 2022)
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Courtiers Investment Services Limited
FRN 124995
- 14. Managing investments
- CF1 Director (AR) (since 3 Sep 2021)
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF3 Chief Executive (29 Jul 2002 to 1 Apr 2004)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
- CF8 Apportionment and Oversight (1 Dec 2001 to 1 Apr 2004)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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Paragon Financial Planning Ltd
FRN 419269
- (1)Employed By (since 3 Sep 2021)
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SDB Strategic Planners Limited
FRN 116337
- SMF3 Executive Director (since 18 Jun 2020)
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Courtiers Asset Management Limited
FRN 616322
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF1 Director (22 Jul 2014 to 8 Dec 2019)
- CF30 Customer (22 Jul 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Paragon Financial Planning Ltd
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controlled function added: (1)Employed By at Paragon Financial Planning Ltd