Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 15 Feb 2022)
    • SMF3 Executive Director (since 15 Feb 2022)
    • 14. Managing investments
    • CF1 Director (AR) (since 3 Sep 2021)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (29 Jul 2002 to 1 Apr 2004)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Apr 2004)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • (1)Employed By (since 3 Sep 2021)
    • SMF3 Executive Director (since 18 Jun 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF1 Director (22 Jul 2014 to 8 Dec 2019)
    • CF30 Customer (22 Jul 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Paragon Financial Planning Ltd

  2. controlled function added: (1)Employed By at Paragon Financial Planning Ltd