David Alexander Nicholsby

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 1 Mar 2023)
    • [FCA CF] Manager of certification employee (since 13 Oct 2022)
    • [FCA CF] Functions requiring qualifications (since 29 May 2020)
    • [FCA CF] Functions requiring qualifications (13 Jan 2020 to 16 Apr 2020)
  • Courtiers Investment Services Limited (no longer approved here)

    FRN 124995

    • CF30 Customer (14 Nov 2017 to 8 Dec 2019)
  • Courtiers Asset Management Limited (no longer approved here)

    FRN 616322

    • CF30 Customer (14 Nov 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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