Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Courtiers Investment Services Limited
FRN 124995
- [FCA CF] Material risk taker (since 1 Mar 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (20 Oct 2022 to 8 Oct 2025)
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Courtiers Asset Management Limited
FRN 616322
- [FCA CF] Material risk taker (since 1 Mar 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (20 Oct 2022 to 30 Oct 2025)
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- SMF17 Money Laundering Reporting Officer (MLRO) (20 Oct 2022 to 8 Oct 2025)
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- SMF17 Money Laundering Reporting Officer (MLRO) (20 Oct 2022 to 8 Oct 2025)
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- SMF17 Money Laundering Reporting Officer (MLRO) (20 Oct 2022 to 8 Oct 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.