Date authorised
1 April 2013
Companies House
05280582
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    750 Mandarin Court
    Warrington
    Cheshire
    WA1 1GG
    UNITED KINGDOM
    Phone
    +4401925637891
  • Complaints Contact

    750 Mandarin Court
    Warrington
    Cheshire
    WA1 1GG
    UNITED KINGDOM
    Phone
    +4401925637891

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

    Show 1 limitation
    • · This permission is limited to credit broking that is in connection with mortgages
  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · This permission is limited to debt counselling which is provided in connection with investment advice or advice on mortgages.
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jermaine Jennings

    IRN JXJ01246

    • [FCA CF] Client dealing (16 May 2025 to 11 Jun 2025)
    • [FCA CF] Functions requiring qualifications (16 May 2025 to 11 Jun 2025)
    • Appointed representative dealing with clients for which they require qualification (16 May 2025 to 11 Jun 2025)
    • CF30 Customer (7 May 2025 to 6 Jun 2025)
  • Jessica Swindells

    IRN JXS03588

    • CF1 Director (AR) (6 Aug 2025 to 8 Dec 2025)
  • John Andrew Davidson

    IRN JAD00049

    • Director of firm who is not a certification employee or a SMF manager (6 May 2022 to 26 Oct 2023)
    • CF1 Director (AR) (29 Apr 2022 to 26 Oct 2023)
  • John Anthony Pottinger

    IRN JAP00019

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 30 Jan 2019)
    • CF1 Director (AR) (since 30 Jan 2019)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
  • John Butterworth

    IRN JXB02494

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 5 Sep 2023)
    • [FCA CF] Functions requiring qualifications (since 5 Sep 2023)
    • Appointed representative dealing with clients for which they require qualification (since 5 Sep 2023)
    • CF30 Customer (since 4 Sep 2023)
  • John Field

    IRN JXF00044

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 19 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 19 Aug 2025)
    • [FCA CF] Client dealing (5 Nov 2020 to 18 Sep 2024)
    • [FCA CF] Functions requiring qualifications (5 Nov 2020 to 18 Sep 2024)
    • [PRA CF] Key function holder (5 Nov 2020 to 6 Nov 2020)
  • John Martin Hughes

    IRN JMH01389

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF1 Director (AR) (since 26 May 2015)
  • John Patrick Glennon

    IRN JPG00005

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 29 May 2025)
    • [FCA CF] Functions requiring qualifications (since 29 May 2025)
  • John Ronald Hyatt

    IRN JRH00017

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 16 May 2025)
    • CF30 Customer (since 12 Aug 2024)
    • CF4 Partner (AR) (since 12 Aug 2024)
    • [FCA CF] Client dealing (since 2 Aug 2024)
    • [FCA CF] Functions requiring qualifications (since 2 Aug 2024)
  • Jonathan Causey

    IRN JXC02144

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Feb 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2022)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Feb 2022)
    • CF30 Customer (20 Aug 2016 to 1 Feb 2022)
    • CF1 Director (AR) (20 Aug 2016 to 1 Feb 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.