Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Feb 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Feb 2022)
- [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
- CF1 Director (AR) (20 Aug 2016 to 1 Feb 2022)
- CF30 Customer (20 Aug 2016 to 1 Feb 2022)
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- Employed By (20 Aug 2016 to 1 Feb 2022)
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- CF30 Customer (22 Jun 2016 to 5 Aug 2016)
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- CF30 Customer (1 Nov 2007 to 31 Jul 2010)
- CF22 Investment Adviser (Trainee) (28 Aug 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.