Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 29 May 2025)
    • [FCA CF] Client dealing (since 29 May 2025)
  • AVISTA FINANCIAL PLANNING LTD (no longer approved here)

    FRN 609098

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Jun 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 25 Jun 2025)
    • CF30 Customer (2 Jan 2014 to 8 Dec 2019)
  • The Chester Partnership Ltd (no longer approved here)

    FRN 193484

    • Employed By (30 Nov 1999 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.