John Butterworth

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited

    FRN 429142

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 5 Sep 2023)
    • Appointed representative dealing with clients for which they require qualification (since 5 Sep 2023)
    • [FCA CF] Client dealing (since 5 Sep 2023)
    • CF30 Customer (since 4 Sep 2023)
  • WB Financial Management Ltd

    FRN 218754

    • (5)Employed By (since 4 Sep 2023)
  • Cullen Wealth Limited (no longer approved here)

    FRN 224355

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2023)
  • Atherton & Associates Wealth Management Ltd (no longer approved here)

    FRN 481858

    • Employed By (6 Jun 2017 to 29 Sep 2017)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (12 Jun 2014 to 10 Aug 2015)
    • CF4 Partner (AR) (12 Jun 2014 to 11 Jan 2017)
  • Butterworth Cunningham Financial Planning LLP (no longer approved here)

    FRN 625404

    • Employed By (12 Jun 2014 to 11 Jan 2017)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (1 Jun 2011 to 5 Aug 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (8 Jan 2009 to 21 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

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