Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 16 May 2025)
    • CF30 Customer (since 12 Aug 2024)
    • CF4 Partner (AR) (since 12 Aug 2024)
    • [FCA CF] Client dealing (since 2 Aug 2024)
    • [FCA CF] Functions requiring qualifications (since 2 Aug 2024)
    • (1)Employed By (since 12 Aug 2024)
  • Courtiers Investment Services Limited (no longer approved here)

    FRN 124995

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2024)
    • CF1 Director (AR) (20 May 2016 to 1 Apr 2019)
    • CF30 Customer (20 May 2016 to 8 Dec 2019)
  • JRH Asset Management Limited (no longer approved here)

    FRN 744302

    • Employed By (20 May 2016 to 1 Apr 2019)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF1 Director (AR) (25 Sep 2009 to 15 Dec 2014)
    • CF30 Customer (25 Sep 2009 to 15 Dec 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.