Cavendish Capital Markets Limited

• Principal Place of Business

  One Bartholomew

  Barts Square

  London

  EC1A 7BL

  UNITED KINGDOM

  Phone

  +4402072200500

  Web

  https://www.cavendish.com

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Steven Anthony Sussman

  IRN SAS01108

  • CF2 Non Executive Director (31 Mar 2008 to 30 Apr 2010)
  • CF1 Director (31 Jul 2007 to 31 Mar 2008)
• Steven Philip Asfour

  IRN SPA01034

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Sep 2023)
  • [FCA CF] Proprietary trader (9 Dec 2019 to 26 Sep 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 26 Sep 2023)
  • CF30 Customer (30 Apr 2013 to 8 Dec 2019)
• Stuart Anthony Andrews

  IRN SAA01040

  • SMF3 Executive Director (9 Dec 2019 to 17 May 2022)
  • CF1 Director (7 Feb 2014 to 8 Dec 2019)
  • CF30 Customer (22 Mar 2012 to 8 Dec 2019)
• Stuart Mark Harris

  IRN SMH01093

  • [FCA CF] Client dealing (8 Jan 2024 to 20 Jan 2025)
• Sultan Afra Siyab Awan

  IRN SAA01226

  • CF30 Customer (11 Jul 2017 to 18 May 2018)
• Sunila Renuka de Silva

  IRN SRD01119

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (20 Jan 2017 to 8 Dec 2019)
• Tamar Elizabeth Amy Cranford-Smith

  IRN TXC15494

  • [FCA CF] Client dealing (9 Sep 2023 to 30 Apr 2025)
• Thomas William Roderick Hayward

  IRN TWH01020

  • SMF3 Executive Director (9 Dec 2019 to 20 Jan 2023)
  • CF30 Customer (22 Feb 2016 to 8 Dec 2019)
  • CF28 Systems and controls (28 Oct 2010 to 8 Dec 2019)
  • CF1 Director (28 Oct 2010 to 8 Dec 2019)
• Timothy Richard Redfern

  IRN TRR01010

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jun 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 24 Feb 2026)
  • CF30 Customer (6 Jul 2015 to 8 Dec 2019)
• Timothy Robert Emmott

  IRN TRE01005

  • [FCA CF] Proprietary trader (since 23 Feb 2026)
  • [FCA CF] Client dealing (since 23 Feb 2026)

No changes recorded yet.