Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cavendish Capital Markets Limited (no longer approved here)

    FRN 467766

    • SMF3 Executive Director (9 Dec 2019 to 20 Jan 2023)
    • CF30 Customer (22 Feb 2016 to 8 Dec 2019)
    • CF28 Systems and controls (28 Oct 2010 to 8 Dec 2019)
    • CF1 Director (28 Oct 2010 to 8 Dec 2019)
  • Cavendish Corporate Finance LLP (no longer approved here)

    FRN 474794

    • SMF27 Partner (9 Dec 2019 to 20 Jan 2023)
    • CF4 Partner (18 Dec 2018 to 8 Dec 2019)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF30 Customer (21 Dec 2017 to 8 Nov 2018)
  • Herald Investment Management Limited (no longer approved here)

    FRN 166064

    • CF30 Customer (1 Nov 2007 to 7 Sep 2010)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.