Cavendish Capital Markets Limited

• Principal Place of Business

  One Bartholomew

  Barts Square

  London

  EC1A 7BL

  UNITED KINGDOM

  Phone

  +4402072200500

  Web

  https://www.cavendish.com

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Timothy Sean Harper

  IRN TXH15050

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2022)
  • CF30 Customer (20 May 2019 to 8 Dec 2019)
• Tom Arthur John Jenkins

  IRN TAJ01010

  • CF1 Director (18 Jan 2010 to 22 Nov 2016)
  • CF30 Customer (9 Feb 2009 to 17 Feb 2016)
• Tungamirai Donald Chigovanyika

  IRN TDC01042

  • [FCA CF] Client dealing (since 9 Sep 2023)
• Victoria Louise Stevens

  IRN VLB01015

  • CF30 Customer (7 Jan 2011 to 8 May 2015)
• Vinodka Murria

  IRN VXM01098

  • CF2 Non Executive Director (20 Mar 2018 to 5 Dec 2018)
• William Crighton

  IRN WXC00100

  • [FCA CF] Client dealing (since 23 Feb 2026)
• William David Arnstein

  IRN WDA00005

  • CF30 Customer (10 Jun 2010 to 13 Jan 2014)
• William David Grafton Loudon

  IRN WDL01007

  • CF30 Customer (29 Apr 2013 to 25 Mar 2018)
• William James Marle

  IRN WJM01037

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2023)
  • CF30 Customer (28 Jun 2016 to 8 Dec 2019)
• William Thomas James Dymott

  IRN WTD01012

  • [FCA CF] Client dealing (9 Sep 2023 to 3 Jun 2025)

No changes recorded yet.