Tom Arthur John Jenkins

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BGF Investment Management Limited (no longer approved here)
FRN 771879
- [FCA CF] Client dealing (3 May 2022 to 6 Apr 2023)
- [FCA CF] Proprietary trader (9 Dec 2019 to 6 Apr 2023)
Cavendish Capital Markets Limited (no longer approved here)
FRN 467766
- CF1 Director (18 Jan 2010 to 22 Nov 2016)
- CF30 Customer (9 Feb 2009 to 17 Feb 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.