Stuart Anthony Andrews

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Canaccord Genuity Limited
FRN 182011
- [FCA CF] Client dealing (since 6 Jan 2025)
Zeus Investment Management Limited (no longer approved here)
FRN 816962
- SMF3 Executive Director (5 Oct 2023 to 24 Jul 2024)
Zeus Capital Limited (no longer approved here)
FRN 224621
- SMF1 Chief Executive (28 Jul 2023 to 24 Jul 2024)
- SMF3 Executive Director (28 Jul 2023 to 24 Jul 2024)
- [FCA CF] Client dealing (1 Dec 2022 to 24 Jul 2024)
Cavendish Capital Markets Limited (no longer approved here)
FRN 467766
- SMF3 Executive Director (9 Dec 2019 to 17 May 2022)
- CF1 Director (7 Feb 2014 to 8 Dec 2019)
- CF30 Customer (22 Mar 2012 to 8 Dec 2019)
Cavendish Corporate Finance LLP (no longer approved here)
FRN 474794
- CF4 Partner (18 Dec 2018 to 6 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.