Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cavendish Capital Markets Limited (no longer approved here)

    FRN 467766

    • [FCA CF] Client dealing (9 Dec 2019 to 24 Feb 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jun 2025)
    • CF30 Customer (6 Jul 2015 to 8 Dec 2019)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (27 Apr 2012 to 13 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.