Steven Anthony Sussman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.M. FINN & CO.LTD (no longer approved here)

    FRN 450754

    • SMF9 Chair of the Governing Body (8 Jan 2021 to 31 Dec 2023)
    • SMF3 Executive Director (9 Dec 2019 to 8 Jan 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 8 Jan 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Jan 2021)
    • Responsible for Insurance Mediation (5 Jul 2016 to 30 Sep 2018)
    • CF3 Chief Executive (26 May 2015 to 8 Dec 2019)
    • CF10a CASS Oversight function (1 Oct 2011 to 12 Dec 2014)
    • CF1 Director (30 Jun 2006 to 8 Dec 2019)
  • Cavendish Capital Markets Limited (no longer approved here)

    FRN 467766

    • CF2 Non Executive Director (31 Mar 2008 to 30 Apr 2010)
    • CF1 Director (31 Jul 2007 to 31 Mar 2008)

Recent activity

Updates to this individual's record on the FCA register.

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