Stuart Mark Harris

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cavendish Capital Markets Limited (no longer approved here)

    FRN 467766

    • [FCA CF] Client dealing (8 Jan 2024 to 20 Jan 2025)
  • Marble Bar Asset Management LLP (no longer approved here)

    FRN 475857

    • [FCA CF] Client dealing (1 Jun 2022 to 5 Jul 2023)
    • [FCA CF] Material risk taker (23 Aug 2021 to 5 Jul 2023)
  • Millennium Capital Partners LLP (no longer approved here)

    FRN 439327

    • CF30 Customer (3 May 2016 to 16 Oct 2019)
  • New Street Research LLP (no longer approved here)

    FRN 225092

    • CF30 Customer (1 Nov 2007 to 1 Apr 2016)
    • CF4 Partner (10 Oct 2007 to 1 Apr 2016)
    • CF21 Investment Adviser (10 Oct 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (10 Jan 2005 to 14 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

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