Date authorised
1 April 2013
Companies House
OC303987
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Birchin Court
    20 Birchin Lane
    London
    EC3V 9DU
    UNITED KINGDOM
    Phone
    +442073759111
  • Complaints Contact

    Birchin Court
    20 Birchin Lane
    London
    EC3V 9DU
    UNITED KINGDOM
    Phone
    +442073759111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Abdullah Dilawar

    IRN AXD00937

    • [FCA CF] Client dealing (18 Jul 2024 to 12 Feb 2025)
  • Alasdair Leslie

    IRN AXL01520

    • CF30 Customer (26 Jun 2009 to 30 Jun 2010)
  • Andrew Bell

    IRN ARB01111

    • CF30 Customer (26 Jun 2009 to 30 Jun 2010)
  • Andrew Warwick Entwistle

    IRN AWE01014

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (2 Sep 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Aug 2003 to 2 Sep 2003)
  • Anthony Thomas Ferri

    IRN AXF00532

    • [FCA CF] Client dealing (28 May 2024 to 5 Jan 2026)
  • Antoine Chkaiban

    IRN AXC03345

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (24 Apr 2018 to 8 Dec 2019)
  • Benjamin Alexander Harwood

    IRN BAH01097

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (3 Apr 2018 to 8 Dec 2019)
  • Benjamin Christopher Rickett

    IRN BXR11158

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (4 Feb 2019 to 8 Dec 2019)
  • Blair Steven Levin

    IRN BSL01029

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (4 Nov 2014 to 8 Dec 2019)
  • Bo Zhang

    IRN BXZ00028

    • [FCA CF] Client dealing (25 Jul 2023 to 29 Feb 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.