Canada Life Asset Management Limited

• Principal Place of Business

  Canada Life Asset Management Limited

  Level 37

  22 Bishopsgate

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +4403456060708

  Web

  https://www.canadalifeassetmanagement.co.uk

• Complaints Contact

  Level 37

  22 Bishopsgate

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +443456060708

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Lindsey Rix-Broom

  IRN LXM01731

  • [FCA CF] Manager of certification employee (since 22 Nov 2023)
  • SMF3 Executive Director (since 4 Apr 2022)
  • [FCA CF] Material risk taker (since 16 Sep 2021)
• Lisa Annette Rodriguez

  IRN LAR01064

  • [FCA CF] Manager of certification employee (12 Jan 2021 to 18 Oct 2023)
  • [FCA CF] Material risk taker (7 Jan 2021 to 18 Oct 2023)
  • [FCA CF] Significant management (7 Jan 2021 to 18 Oct 2023)
• Manish Kataria

  IRN MXK01154

  • CF27 Investment Management (24 May 2004 to 30 Dec 2005)
• Marcia Dominic Campbell

  IRN MDC01060

  • SMF9 Chair of the Governing Body (since 10 Oct 2023)
  • Director of firm who is not a certification employee or a SMF manager (since 30 Nov 2021)
• Mark Beresford Jones

  IRN MBJ01019

  • [FCA CF] Significant management (since 31 Aug 2023)
  • [FCA CF] Significant management (5 Jan 2021 to 21 Nov 2022)
  • [FCA CF] Material risk taker (5 Jan 2021 to 21 Nov 2022)
• Mark Bon

  IRN MXB01388

  • CF30 Customer (1 Nov 2007 to 17 Feb 2012)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Mark Giancola

  IRN MAG01256

  • [FCA CF] Manager of certification employee (3 Feb 2021 to 30 Sep 2025)
  • [FCA CF] Significant management (3 Feb 2021 to 30 Sep 2025)
  • [FCA CF] Material risk taker (3 Feb 2021 to 30 Sep 2025)
  • CF29 Significant management (27 Jul 2016 to 8 Dec 2019)
• Mark Nicholas Roberts

  IRN MNR01017

  • [FCA CF] Client dealing (since 26 Jan 2024)
• Michael Adam White

  IRN MXW00037

  • [FCA CF] Material risk taker (11 Jan 2021 to 31 Dec 2024)
  • [FCA CF] Significant management (11 Jan 2021 to 31 Dec 2024)
• Michael Count

  IRN MAC01299

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 28 Feb 2021)
  • [FCA CF] Manager of certification employee (since 28 Jan 2021)
  • [FCA CF] Client dealing (since 28 Jan 2021)
  • [FCA CF] Material risk taker (since 28 Jan 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (18 Oct 2007 to 31 Oct 2007)

No changes recorded yet.