Mark Nicholas Roberts

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Canada Life Limited
FRN 110394
- [FCA CF] Client dealing (since 26 Jan 2024)
Canada Life Asset Management Limited
FRN 194570
- [FCA CF] Client dealing (since 26 Jan 2024)
ExodusPoint Capital Management UK, LLP (no longer approved here)
FRN 828549
- [FCA CF] Client dealing (13 Jul 2021 to 21 Nov 2022)
GAM INTERNATIONAL MANAGEMENT LIMITED (no longer approved here)
FRN 122331
- [FCA CF] Client dealing (8 Feb 2021 to 21 Jun 2021)
- CF30 Customer (8 Feb 2013 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.