Lisa Annette Rodriguez

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canada Life Asset Management Limited (no longer approved here)

    FRN 194570

    • [FCA CF] Manager of certification employee (12 Jan 2021 to 18 Oct 2023)
    • [FCA CF] Material risk taker (7 Jan 2021 to 18 Oct 2023)
    • [FCA CF] Significant management (7 Jan 2021 to 18 Oct 2023)
  • Stonehaven UK Ltd (no longer approved here)

    FRN 435892

    • [FCA CF] Significant management (7 Jan 2021 to 18 Oct 2023)
  • Canada Life Platform Limited (no longer approved here)

    FRN 598800

    • [FCA CF] Significant management (7 Jan 2021 to 18 Oct 2023)
  • Canada Life Limited (no longer approved here)

    FRN 110394

    • [FCA CF] Significant management (9 Dec 2019 to 18 Oct 2023)
  • BMO Capital Markets Limited (no longer approved here)

    FRN 170937

    • CF1 Director (7 Apr 2014 to 4 Mar 2016)
    • CF10 Compliance Oversight (1 Jun 2013 to 4 Mar 2016)
  • Bank of Montreal (no longer approved here)

    FRN 124788

    • CF10 Compliance Oversight (1 Jun 2013 to 4 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.