Canada Life Asset Management Limited

• Principal Place of Business

  Canada Life Asset Management Limited

  Level 37

  22 Bishopsgate

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +4403456060708

  Web

  https://www.canadalifeassetmanagement.co.uk

• Complaints Contact

  Level 37

  22 Bishopsgate

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +443456060708

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Michael Leslie Hepher

  IRN MLH01089

  • CF2 Non Executive Director (17 Jun 2009 to 15 Jul 2015)
• Michael Terence Gifford

  IRN MXG01185

  • CF27 Investment Management (1 Dec 2001 to 9 Jan 2004)
• Michael Willans

  IRN MXW01252

  • [FCA CF] Functions requiring qualifications (14 Jan 2021 to 30 Sep 2025)
  • [FCA CF] Manager of certification employee (14 Jan 2021 to 30 Sep 2025)
  • [FCA CF] Material risk taker (14 Jan 2021 to 30 Sep 2025)
  • [FCA CF] Significant management (14 Jan 2021 to 30 Sep 2025)
  • [FCA CF] Client dealing (14 Jan 2021 to 30 Sep 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Ming Xian Kemp

  IRN DXO01161

  • [FCA CF] Client dealing (5 Jan 2021 to 31 Dec 2024)
  • [FCA CF] Functions requiring qualifications (5 Jan 2021 to 31 Dec 2024)
• Narmadha Riley

  IRN NXR00061

  • [FCA CF] Significant management (18 Oct 2023 to 11 Mar 2024)
  • [FCA CF] Material risk taker (12 Jan 2021 to 15 Nov 2023)
• Neil Ellery

  IRN NJE01019

  • [FCA CF] Significant management (29 Jan 2021 to 31 Aug 2023)
• Nicholas Bent

  IRN NXB53318

  • [FCA CF] Material risk taker (since 14 Feb 2024)
  • [FCA CF] Significant management (since 8 Jan 2021)
• Nicholas Michael Busby

  IRN NMB01024

  • CF11 Money Laundering Reporting (29 Jan 2003 to 8 Jun 2007)
• Nicola Jane Henry

  IRN NJC01217

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 28 Jan 2021)
  • [FCA CF] Client dealing (since 28 Jan 2021)
  • CF30 Customer (18 Sep 2009 to 8 Dec 2019)
• Nigel Paul Kennett

  IRN NPK01006

  • [FCA CF] Functions requiring qualifications (13 Jan 2021 to 30 Sep 2025)
  • [FCA CF] Client dealing (13 Jan 2021 to 30 Sep 2025)
  • CF30 Customer (21 Sep 2013 to 8 Dec 2019)

No changes recorded yet.