Lindsey Rix-Broom

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canada Life Limited

    FRN 110394

    • [FCA CF] Manager of certification employee (since 22 Nov 2023)
    • Responsible for Insurance Distribution (4 Apr 2022 to 3 Oct 2025)
    • SMF3 Executive Director (4 Apr 2022 to 3 Oct 2025)
    • SMF1 Chief Executive (14 Oct 2021 to 30 Oct 2025)
  • Canada Life Asset Management Limited

    FRN 194570

    • [FCA CF] Manager of certification employee (since 22 Nov 2023)
    • SMF3 Executive Director (since 4 Apr 2022)
    • [FCA CF] Material risk taker (since 16 Sep 2021)
  • Stonehaven UK Ltd

    FRN 435892

    • [FCA CF] Manager of certification employee (since 22 Nov 2023)
    • SMF7 Group Entity Senior Manager (23 Oct 2023 to 30 Oct 2025)
    • SMF3 Executive Director (4 Apr 2022 to 18 Dec 2024)
  • Canada Life Platform Limited

    FRN 598800

    • [FCA CF] Manager of certification employee (since 22 Nov 2023)
    • SMF3 Executive Director (4 Apr 2022 to 30 Sep 2024)
  • Aviva Insurance Limited (no longer approved here)

    FRN 202153

    • [FCA CF] Manager of certification employee (20 Jul 2020 to 14 Apr 2021)
    • SMF7 Group Entity Senior Manager (30 Apr 2020 to 30 Apr 2020)
    • SIMF22 Chief Underwriting Officer Function (7 Mar 2016 to 26 Jun 2017)
    • Responsible for Insurance Mediation (1 Jan 2016 to 26 Jun 2017)
    • CF29 Significant management (7 Oct 2014 to 6 Mar 2016)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • Responsible for Insurance Distribution (30 Apr 2020 to 14 Apr 2021)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 14 Apr 2021)
    • CF29 Significant management (18 Jul 2017 to 8 Dec 2019)
  • Aviva Life & Pensions UK Limited (no longer approved here)

    FRN 185896

    • SMF3 Executive Director (30 Apr 2020 to 14 Apr 2021)
    • SMF6 Head of Key Business Areas (1 Apr 2019 to 29 Apr 2020)
    • SMF18 Other Overall Responsibility (29 Nov 2018 to 1 Apr 2019)
    • Responsible for Insurance Distribution (17 Oct 2018 to 24 Aug 2020)
    • CF29 Significant management (18 Jul 2017 to 9 Dec 2018)
  • Aviva International Insurance Limited (no longer approved here)

    FRN 202082

    • SMF7 Group Entity Senior Manager (30 Apr 2020 to 14 Apr 2021)
  • Aviva Wrap UK Limited (no longer approved here)

    FRN 231530

    • SMF7 Group Entity Senior Manager (30 Apr 2020 to 14 Apr 2021)
    • SMF3 Executive Director (9 Dec 2019 to 29 Apr 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 30 Mar 2020)
    • CF1 Director (11 Jun 2019 to 8 Dec 2019)
    • CF3 Chief Executive (11 Jun 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Mar 2020)
    • Responsible for Insurance Mediation (24 Jul 2017 to 30 Sep 2018)
    • CF29 Significant management (18 Jul 2017 to 11 Jun 2019)
  • Aviva Health UK Limited (no longer approved here)

    FRN 308139

    • Responsible for Insurance Distribution (30 Apr 2020 to 14 Apr 2021)
    • SMF18 Other Overall Responsibility (30 Apr 2020 to 30 Apr 2020)
    • [FCA CF] Manager of certification employee (3 Apr 2020 to 14 Apr 2021)
    • CF1 Director (14 Jan 2016 to 12 Apr 2018)
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