Lindsey Rix-Broom

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aviva Equity Release UK Limited (no longer approved here)

    FRN 310433

    • SMF18 Other Overall Responsibility (30 Apr 2020 to 14 Apr 2021)
    • SMF3 Executive Director (9 Dec 2019 to 29 Apr 2020)
    • CF1 Director (18 Jul 2017 to 8 Dec 2019)
  • Aviva Pension Trustees UK Limited (no longer approved here)

    FRN 465132

    • SMF7 Group Entity Senior Manager (30 Apr 2020 to 14 Apr 2021)
    • SMF3 Executive Director (9 Dec 2019 to 29 Apr 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 30 Mar 2020)
    • CF3 Chief Executive (11 Jun 2019 to 8 Dec 2019)
    • CF1 Director (11 Jun 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Mar 2020)
    • Responsible for Insurance Mediation (2 Oct 2017 to 30 Sep 2018)
    • CF29 Significant management (18 Jul 2017 to 11 Jun 2019)
  • Aviva Investment Solutions UK Limited (no longer approved here)

    FRN 515334

    • SMF7 Group Entity Senior Manager (30 Apr 2020 to 14 Apr 2021)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 29 Apr 2020)
    • CF29 Significant management (18 Jul 2017 to 8 Dec 2019)
  • Wealthify Limited (no longer approved here)

    FRN 662530

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 14 Apr 2021)
    • SMF3 Executive Director (9 Dec 2019 to 11 Feb 2020)
    • CF1 Director (12 Feb 2018 to 8 Dec 2019)
  • Aviva Employment Services Limited (no longer approved here)

    FRN 738649

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 27 Feb 2020)
  • Aviva Credit Services UK Limited (no longer approved here)

    FRN 724447

    • CF3 Chief Executive (11 Oct 2016 to 17 May 2017)
  • Gresham Insurance Company Limited (no longer approved here)

    FRN 202160

    • SIMF1 Chief Executive Function (21 Sep 2016 to 28 Jun 2017)
    • SIMF22 Chief Underwriting Officer Function (7 Mar 2016 to 26 Jun 2017)
    • Responsible for Insurance Mediation (1 Jan 2016 to 28 Jun 2017)
    • CF29 Significant management (7 Oct 2014 to 6 Mar 2016)
  • Cater Allen Limited (no longer approved here)

    FRN 178737

    • CF3 Chief Executive (9 Jun 2014 to 29 Aug 2014)
    • CF1 Director (25 Nov 2013 to 29 Aug 2014)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF3 Chief Executive (19 May 2014 to 29 Aug 2014)
    • CF1 Director (19 May 2014 to 29 Aug 2014)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF29 Significant management (26 Nov 2013 to 29 Aug 2014)

Recent activity

Updates to this individual's record on the FCA register.

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