Aviva Employment Services Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Consumer Hire
Show 1 limitation Hide limitations
- · Unless the firm is a not-for profit body, this permission is limited to regulated consumer hire agreements under which the obligations of borrowers are not, or are not to be, secured by a legal mortgage on land
Consumer Hire Servicing
Show 1 limitation Hide limitations
- · Unless the firm is a not-for profit body, this permission is limited to regulated consumer hire agreements under which the obligations of borrowers are not, or are not to be, secured by a legal mortgage on land

Senior staff personally approved by the FCA to hold their roles here.

Alison Gammon
IRN AXG00053
- [FCA CF] Manager of certification employee (24 May 2023 to 30 Sep 2023)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 15 Sep 2023)
Andrew Guy Pooley
IRN AXP00224
- [FCA CF] Significant management (9 Dec 2019 to 21 Aug 2020)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 21 Aug 2020)
Andrew Maitland Dinwiddie
IRN AXD00655
- [FCA CF] Significant management (1 Sep 2022 to 31 Mar 2024)
Arlene Cairns
IRN AXC03050
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Jul 2020)
Arwel Llyr
IRN AXL00139
- [FCA CF] Manager of certification employee (9 Dec 2019 to 7 Apr 2021)
Benjamin Turner
IRN BXT00170
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Apr 2022)
Brid-Marie Kelly
IRN BXK00187
- Director of firm who is not a certification employee or a SMF manager (since 21 Nov 2023)
Caroline Frances Prendergast
IRN CFP01036
- SMF29 Limited scope function (limited scope SMCR firms only) (18 Mar 2020 to 31 Mar 2020)
Charlotte Claire Jones
IRN CCJ01017
- [FCA CF] Manager of certification employee (1 Sep 2022 to 31 Mar 2024)
Charlotte Moran
IRN CXM00068
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2020 to 16 Oct 2025)

Smaller firms operating under this firm's FCA authorisation.

Aviva Investors Employment Services Limited (no longer appointed)
FRN 780269 · Appointed 1 Jun 2017 · Until 13 Jul 2017

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.