Aviva Employment Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Consumer Hire
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- · Unless the firm is a not-for profit body, this permission is limited to regulated consumer hire agreements under which the obligations of borrowers are not, or are not to be, secured by a legal mortgage on land
Consumer Hire Servicing
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- · Unless the firm is a not-for profit body, this permission is limited to regulated consumer hire agreements under which the obligations of borrowers are not, or are not to be, secured by a legal mortgage on land

Senior staff personally approved by the FCA to hold their roles here.

Cherie MacCarthy
IRN CXM00203
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2020)
- [FCA CF] Significant management (6 Oct 2020 to 3 Oct 2022)
Daniel Charles Godfrey
IRN DXG00498
- SMF29 Limited scope function (limited scope SMCR firms only) (since 15 Nov 2023)
Danielle Williams
IRN DXW01688
- [FCA CF] Manager of certification employee (since 16 Jun 2022)
- SMF29 Limited scope function (limited scope SMCR firms only) (28 Apr 2020 to 15 Jun 2022)
Ian Matthew Hughes
IRN IXH00075
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Mar 2020)
Joel Peter Davies
IRN JXD00392
- [FCA CF] Significant management (since 4 Oct 2022)
- [FCA CF] Manager of certification employee (7 Apr 2021 to 4 Oct 2022)
Kirstine Ann Cooper
IRN KAC01088
- [FCA CF] Manager of certification employee (24 May 2023 to 31 Dec 2023)
Lindsey Rix-Broom
IRN LXM01731
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 27 Feb 2020)
Manav Verma
IRN MXV00149
- Director of firm who is not a certification employee or a SMF manager (24 Feb 2023 to 15 Oct 2024)
Marie Tracy Sigsworth
IRN MXS00534
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Dec 2020)
Matt Segar
IRN MXS00344
- [FCA CF] Significant management (28 Aug 2020 to 6 Oct 2020)

Smaller firms operating under this firm's FCA authorisation.

Aviva Investors Employment Services Limited (no longer appointed)
FRN 780269 · Appointed 1 Jun 2017 · Until 13 Jul 2017

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.