Caroline Frances Prendergast

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aviva Employment Services Limited (no longer approved here)

    FRN 738649

    • SMF29 Limited scope function (limited scope SMCR firms only) (18 Mar 2020 to 31 Mar 2020)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 31 Mar 2020)
    • CF1 Director (14 Aug 2018 to 8 Dec 2019)
  • Aviva Life & Pensions UK Limited (no longer approved here)

    FRN 185896

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 31 Mar 2020)
    • SIMF7 Group Entity Senior Insurance Manager Function (14 Aug 2018 to 9 Dec 2018)
  • Aviva International Insurance Limited (no longer approved here)

    FRN 202082

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 31 Mar 2020)
    • SIMF7 Group Entity Senior Insurance Manager Function (14 Aug 2018 to 9 Dec 2018)
  • Aviva Insurance Limited (no longer approved here)

    FRN 202153

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 31 Mar 2020)
    • SIMF7 Group Entity Senior Insurance Manager Function (14 Aug 2018 to 9 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.