Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Willis Limited
FRN 310186
- SMF10 Chair of the Risk Committee (since 9 Oct 2025)
- Director of firm who is not a certification employee or a SMF manager (29 Aug 2023 to 10 Oct 2025)
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RAYMOND JAMES INVESTMENT SERVICES LIMITED
FRN 194713
- SMF12 Chair of the Remuneration Committee (since 30 Aug 2024)
- Director of firm who is not a certification employee or a SMF manager (1 Feb 2024 to 24 Jul 2025)
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Canada Life Asset Management Limited
FRN 194570
- SMF9 Chair of the Governing Body (since 10 Oct 2023)
- Director of firm who is not a certification employee or a SMF manager (since 30 Nov 2021)
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- SMF9 Chair of the Governing Body (12 Sep 2024 to 31 Dec 2025)
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- SMF10 Chair of the Risk Committee (10 Oct 2023 to 21 May 2025)
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- SMF10 Chair of the Risk Committee (10 Dec 2018 to 21 May 2025)
- SIMF10 Chair of the Risk Committee (5 Oct 2017 to 9 Dec 2018)
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- (244)[FCA CF] Material risk taker (7 Mar 2017 to 27 Sep 2019)
- (243)CF2 Non Executive Director (23 Sep 2013 to 6 Mar 2016)
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- CF2 Non Executive Director (30 Sep 2016 to 25 Oct 2019)
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- (87)CF29 Significant management (1 Nov 2007 to 28 Nov 2009)
- (88)CF17 Significant Mgt (Other Business Operations) (27 Dec 2006 to 31 Oct 2007)
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- CF29 Significant management (1 Nov 2007 to 28 Nov 2009)
- CF17 Significant Mgt (Other Business Operations) (27 Dec 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.