Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 31 Aug 2023)
    • [FCA CF] Material risk taker (5 Jan 2021 to 21 Nov 2022)
    • [FCA CF] Significant management (5 Jan 2021 to 21 Nov 2022)
    • [FCA CF] Significant management (since 31 Aug 2023)
    • [FCA CF] Manager of certification employee (31 Aug 2023 to 15 Nov 2023)
    • [FCA CF] Significant management (5 Jan 2021 to 21 Nov 2022)
    • [FCA CF] Manager of certification employee (since 2 Aug 2022)
    • [FCA CF] Significant management (since 2 Aug 2022)
    • [PRA CF] Key function holder (21 Apr 2021 to 21 Nov 2022)
    • SMF5 Head of Internal Audit (15 Apr 2021 to 21 Nov 2022)
  • Stonehaven UK Ltd (no longer approved here)

    FRN 435892

    • SMF5 Head of Internal Audit (15 Apr 2021 to 21 Nov 2022)
  • Lowell Financial Ltd (no longer approved here)

    FRN 730175

    • SMF5 Head of Internal Audit (3 Mar 2020 to 16 Dec 2020)
  • Simplyhealth Access (no longer approved here)

    FRN 202183

    • CF28 Systems and controls (1 Feb 2008 to 4 Oct 2010)
  • ReAssure Life Limited (no longer approved here)

    FRN 110462

    • CF15 Internal Audit (5 Apr 2005 to 4 Aug 2006)
  • Quilter Investment Platform Limited (no longer approved here)

    FRN 165359

    • CF15 Internal Audit (5 Apr 2005 to 4 Aug 2006)
  • Quilter Investors Limited (no longer approved here)

    FRN 208543

    • CF15 Internal Audit (5 Apr 2005 to 4 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

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