Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Canada Life Asset Management Limited
FRN 194570
- [FCA CF] Significant management (since 31 Aug 2023)
- [FCA CF] Material risk taker (5 Jan 2021 to 21 Nov 2022)
- [FCA CF] Significant management (5 Jan 2021 to 21 Nov 2022)
-
Canada Life Platform Limited
FRN 598800
- [FCA CF] Significant management (since 31 Aug 2023)
- [FCA CF] Manager of certification employee (31 Aug 2023 to 15 Nov 2023)
- [FCA CF] Significant management (5 Jan 2021 to 21 Nov 2022)
-
Canada Life Limited
FRN 110394
- [FCA CF] Manager of certification employee (since 2 Aug 2022)
- [FCA CF] Significant management (since 2 Aug 2022)
- [PRA CF] Key function holder (21 Apr 2021 to 21 Nov 2022)
- SMF5 Head of Internal Audit (15 Apr 2021 to 21 Nov 2022)
-
- SMF5 Head of Internal Audit (15 Apr 2021 to 21 Nov 2022)
-
- SMF5 Head of Internal Audit (3 Mar 2020 to 16 Dec 2020)
-
- CF28 Systems and controls (1 Feb 2008 to 4 Oct 2010)
-
- CF15 Internal Audit (5 Apr 2005 to 4 Aug 2006)
-
- CF15 Internal Audit (5 Apr 2005 to 4 Aug 2006)
-
- CF15 Internal Audit (5 Apr 2005 to 4 Aug 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.