BTIG Limited

• Principal Place of Business

  B T I G Ltd

  7 Bishopsgate

  London

  City Of London

  EC2N 3AR

  UNITED KINGDOM

  Phone

  +4402076631700

  Web

  https://www.btig.com

• Complaints Contact

  B T I G Ltd

  7 Bishopsgate

  London

  City Of London

  EC2N 3AR

  UNITED KINGDOM

  Phone

  +4402076631700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael James Willis

  IRN MJW01315

  • CF30 Customer (10 May 2012 to 8 Dec 2019)
• Michael Mylonas

  IRN MXM02265

  • [FCA CF] Client dealing (since 13 Sep 2024)
• Moustafa El-Baqqaly

  IRN MXE01347

  • [FCA CF] Client dealing (9 Dec 2019 to 7 Apr 2026)
• Neil McKay

  IRN NAM01058

  • [FCA CF] Client dealing (20 Feb 2023 to 28 Nov 2024)
• Neil Roberts

  IRN NAR01029

  • [FCA CF] Material risk taker (9 Dec 2021 to 6 Dec 2023)
  • [FCA CF] Client dealing (2 Dec 2020 to 28 Feb 2025)
• Neill Christopher Flack

  IRN NCF01012

  • CF30 Customer (20 Jan 2014 to 3 Jun 2014)
• Nicholas Justin Dibbs

  IRN NJD01041

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (15 Jun 2015 to 8 Dec 2019)
• Nicholas Luke Hodges

  IRN NLH01008

  • SMF3 Executive Director (since 9 Jan 2023)
  • SMF1 Chief Executive (since 9 Jan 2023)
  • [FCA CF] Client dealing (since 7 Jul 2021)
  • SMF4 Chief Risk (9 Jan 2023 to 5 Dec 2023)
  • SMF24 Chief Operations (26 Jun 2020 to 10 Jan 2023)
• Nicholas Xanders

  IRN NXX01001

  • CF30 Customer (21 May 2012 to 13 Feb 2014)
• Nigel Alec Fenn

  IRN NAF01016

  • [FCA CF] Material risk taker (9 Dec 2019 to 21 Nov 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 21 Nov 2023)
  • CF30 Customer (21 Jan 2019 to 8 Dec 2019)

No changes recorded yet.