BTIG Limited

• Principal Place of Business

  B T I G Ltd

  7 Bishopsgate

  London

  City Of London

  EC2N 3AR

  UNITED KINGDOM

  Phone

  +4402076631700

  Web

  https://www.btig.com

• Complaints Contact

  B T I G Ltd

  7 Bishopsgate

  London

  City Of London

  EC2N 3AR

  UNITED KINGDOM

  Phone

  +4402076631700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nikhil Sethi

  IRN NXS01197

  • [FCA CF] Client dealing (since 25 Apr 2025)
• Noah Postyn

  IRN NMP01043

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (13 Sep 2019 to 8 Dec 2019)
• Oliver Hauer

  IRN OXH01058

  • CF30 Customer (4 Jul 2011 to 5 Mar 2012)
• Pantelis Petros Michaelas

  IRN PPM01014

  • CF30 Customer (21 Nov 2008 to 8 Dec 2019)
• Paras Shah

  IRN PXS02088

  • [FCA CF] Material risk taker (9 Jan 2023 to 27 Feb 2023)
  • [FCA CF] Significant management (14 Nov 2022 to 27 Feb 2023)
  • [FCA CF] Client dealing (9 Jun 2022 to 14 Nov 2022)
• Paul Lewis

  IRN PXL01187

  • [FCA CF] Client dealing (9 Dec 2019 to 20 May 2021)
  • CF30 Customer (3 Jun 2019 to 8 Dec 2019)
• Paul Michael David Martin

  IRN PMM01053

  • CF30 Customer (4 Sep 2013 to 18 Nov 2015)
• Paul Robert Benton

  IRN PRB01094

  • CF30 Customer (1 Feb 2010 to 1 Feb 2019)
• Paul Timmons

  IRN PJT01142

  • [FCA CF] Client dealing (18 Jan 2023 to 23 Sep 2025)
• Pavinder Singh Sidhu

  IRN PSS01070

  • [FCA CF] Material risk taker (since 28 Mar 2024)
  • [FCA CF] Significant management (since 28 Mar 2024)
  • [FCA CF] Client dealing (since 3 Mar 2022)

No changes recorded yet.