Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 8 Sep 2025)
    • [FCA CF] Proprietary trader (since 13 Jun 2025)
    • [FCA CF] Algorithmic trading (since 13 Jun 2025)
    • [FCA CF] Client dealing (since 13 Jun 2025)
  • TD Execution Services Limited (no longer approved here)

    FRN 472780

    • [FCA CF] Client dealing (7 May 2021 to 27 May 2025)
  • BTIG Limited (no longer approved here)

    FRN 484589

    • CF30 Customer (21 Nov 2008 to 8 Dec 2019)
  • Hartmann Capital Limited (no longer approved here)

    FRN 192815

    • CF21 Investment Adviser (23 Jan 2004 to 25 Jun 2004)
    • CF22 Investment Adviser (Trainee) (22 Aug 2002 to 23 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.