Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TP ICAP Broking Limited
FRN 154234
- [FCA CF] Client dealing (since 10 Jun 2025)
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TP ICAP (Europe) SA, London Branch
FRN 992143
- [FCA CF] Client dealing (since 10 Jun 2025)
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- [FCA CF] Client dealing (24 Feb 2025 to 23 Apr 2025)
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- [FCA CF] Client dealing (9 Dec 2019 to 20 May 2021)
- CF30 Customer (3 Jun 2019 to 8 Dec 2019)
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- CF30 Customer (29 Mar 2018 to 13 May 2019)
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- CF30 Customer (31 Jul 2015 to 6 Mar 2016)
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- CF30 Customer (19 Aug 2011 to 19 Aug 2015)
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- CF21 Investment Adviser (31 Dec 2002 to 4 Apr 2003)
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- CF21 Investment Adviser (31 Dec 2002 to 4 Apr 2003)
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- CF21 Investment Adviser (31 Dec 2002 to 24 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.