Nikhil Sethi

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BTIG Limited

    FRN 484589

    • [FCA CF] Client dealing (since 25 Apr 2025)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • [FCA CF] Client dealing (9 Dec 2019 to 18 May 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 May 2023)
    • CF30 Customer (22 Oct 2015 to 8 Dec 2019)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 May 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 May 2023)
    • CF30 Customer (22 Oct 2015 to 8 Dec 2019)
  • BlackRock International Limited (no longer approved here)

    FRN 178638

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 May 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 May 2023)
    • CF30 Customer (22 Oct 2015 to 8 Dec 2019)
  • BlackRock Institutional Trust Company, N.A. (no longer approved here)

    FRN 409343

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 May 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 May 2023)
    • CF30 Customer (22 Oct 2015 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (9 May 2011 to 11 Mar 2015)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (13 Aug 2008 to 2 Feb 2011)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 24 Jun 2008)
    • CF21 Investment Adviser (28 Jul 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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