Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 17 Dec 2025)
  • BTIG Limited (no longer approved here)

    FRN 484589

    • [FCA CF] Client dealing (18 Jan 2023 to 23 Sep 2025)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • [FCA CF] Client dealing (16 Jan 2021 to 31 Dec 2022)
    • CF30 Customer (18 Apr 2017 to 8 Dec 2019)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • CF30 Customer (12 Dec 2013 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (29 Nov 2012 to 6 Nov 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (9 Jun 2010 to 4 Dec 2012)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (1 Nov 2007 to 18 Feb 2010)
    • CF21 Investment Adviser (15 Nov 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.