BTIG Limited

• Principal Place of Business

  B T I G Ltd

  7 Bishopsgate

  London

  City Of London

  EC2N 3AR

  UNITED KINGDOM

  Phone

  +4402076631700

  Web

  https://www.btig.com

• Complaints Contact

  B T I G Ltd

  7 Bishopsgate

  London

  City Of London

  EC2N 3AR

  UNITED KINGDOM

  Phone

  +4402076631700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Peter Jonathan Ward

  IRN PJW01192

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (3 Dec 2020 to 24 Nov 2023)
  • CF30 Customer (14 May 2012 to 8 Dec 2019)
• Phillip Roy Bagguley

  IRN PRB01147

  • [FCA CF] Client dealing (since 22 Oct 2024)
• Raphael Levy

  IRN RXL01374

  • CF30 Customer (19 Jan 2010 to 28 May 2010)
• Richard Alan Alderman

  IRN RAA01037

  • [FCA CF] Client dealing (since 1 Jul 2020)
• Richard Alan Jacklin

  IRN RAJ01148

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (16 Mar 2018 to 8 Dec 2019)
• Ritchie Anthony Jones

  IRN RAJ01062

  • CF30 Customer (21 Nov 2008 to 29 Mar 2019)
• Robb McGregor

  IRN RXM01376

  • [FCA CF] Client dealing (since 6 Sep 2022)
• Robert Dziedziech

  IRN RXD01184

  • [FCA CF] Significant management (9 Dec 2021 to 1 Nov 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 9 Dec 2021)
  • CF30 Customer (2 Sep 2019 to 8 Dec 2019)
• Robert Smith

  IRN RXS01281

  • CF30 Customer (9 Sep 2013 to 22 Oct 2018)
• Roy Madar

  IRN RDM01161

  • [FCA CF] Client dealing (18 Jan 2023 to 6 Sep 2023)

No changes recorded yet.