BTIG Limited

• Principal Place of Business

  B T I G Ltd

  7 Bishopsgate

  London

  City Of London

  EC2N 3AR

  UNITED KINGDOM

  Phone

  +4402076631700

  Web

  https://www.btig.com

• Complaints Contact

  B T I G Ltd

  7 Bishopsgate

  London

  City Of London

  EC2N 3AR

  UNITED KINGDOM

  Phone

  +4402076631700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Russell Clifton

  IRN RXC01273

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Russell Scott

  IRN RXS01287

  • CF30 Customer (28 Jul 2010 to 22 Nov 2010)
• Ryan Michael O'Hagan

  IRN RXO01112

  • [FCA CF] Client dealing (11 Jan 2021 to 5 Apr 2024)
• Samantha Huggins

  IRN SOH01008

  • [FCA CF] Client dealing (since 12 Oct 2020)
  • [FCA CF] Material risk taker (9 Dec 2021 to 29 Nov 2024)
• Samuel Burrin

  IRN SXB04177

  • [FCA CF] Client dealing (since 27 Jan 2026)
• Sarah-Rose Perry

  IRN SXR01649

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Aug 2023)
  • SMF16 Compliance Oversight (since 30 Aug 2023)
• Scott Carl Kovalik

  IRN SCK01041

  • CF1 Director (21 Nov 2008 to 8 Dec 2019)
• Scott David Lambert

  IRN SDL01059

  • CF30 Customer (13 Jan 2011 to 4 Jan 2012)
• Sean Emmet O'Brien

  IRN SEO01007

  • [FCA CF] Client dealing (19 Jan 2021 to 1 Dec 2023)
• Simon Martin

  IRN SXM02292

  • [FCA CF] Client dealing (12 Jan 2023 to 17 Jan 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 29 Nov 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 12 Jan 2023)
  • CF30 Customer (10 Jul 2017 to 8 Dec 2019)

No changes recorded yet.