Simon Martin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BTIG Limited (no longer approved here)

    FRN 484589

    • [FCA CF] Client dealing (12 Jan 2023 to 17 Jan 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 29 Nov 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 12 Jan 2023)
    • CF30 Customer (10 Jul 2017 to 8 Dec 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (14 Oct 2009 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (21 Jan 2008 to 15 Aug 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.