Sarah-Rose Perry

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BTIG Limited

    FRN 484589

    • SMF16 Compliance Oversight (since 30 Aug 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Aug 2023)
  • Octopus AIF Management Limited (no longer approved here)

    FRN 615467

    • SMF16 Compliance Oversight (1 Feb 2023 to 22 Jun 2023)
  • SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)

    FRN 453676

    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Sep 2020 to 18 Nov 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 18 Nov 2022)
    • CF10 Compliance Oversight (15 Nov 2019 to 8 Dec 2019)
  • Singer Capital Markets Advisory LLP (no longer approved here)

    FRN 568323

    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Sep 2020 to 18 Nov 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 18 Nov 2022)
    • CF10 Compliance Oversight (15 Nov 2019 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 24 Jun 2008)
    • CF22 Investment Adviser (Trainee) (2 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.