Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EMFI Securities Limited (no longer approved here)

    FRN 763979

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Sep 2020)
    • CF30 Customer (30 Oct 2019 to 8 Dec 2019)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF30 Customer (2 Oct 2015 to 8 Jul 2019)
  • Creditex Brokerage LLP (no longer approved here)

    FRN 441360

    • CF30 Customer (5 Nov 2012 to 27 Sep 2013)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF30 Customer (8 Jul 2011 to 31 Aug 2012)
  • BTIG Limited (no longer approved here)

    FRN 484589

    • CF30 Customer (28 Jul 2010 to 22 Nov 2010)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 15 Jun 2009)
    • CF21 Investment Adviser (28 Jun 2004 to 31 Oct 2007)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (4 Dec 2002 to 27 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.