Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 15 Sep 2020)
- CF30 Customer (30 Oct 2019 to 8 Dec 2019)
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- CF30 Customer (2 Oct 2015 to 8 Jul 2019)
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- CF30 Customer (5 Nov 2012 to 27 Sep 2013)
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- CF30 Customer (8 Jul 2011 to 31 Aug 2012)
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- CF30 Customer (28 Jul 2010 to 22 Nov 2010)
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- CF30 Customer (1 Nov 2007 to 15 Jun 2009)
- CF21 Investment Adviser (28 Jun 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (4 Dec 2002 to 27 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.