EMFI Securities Limited

• Principal Place of Business

  25-26 Dering Street

  London

  W1S 1AW

  UNITED KINGDOM

  Phone

  +442039833635

  Web

  https://www.emfi.uk

• Complaints Contact

  25-26 Dering Street

  London

  W1S 1AW

  UNITED KINGDOM

  Phone

  +442039833635

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Aikaterini Proaki

  IRN AXP11684

  • CF1 Director (11 Apr 2019 to 31 May 2019)
• Alejandro Walter Bueno

  IRN AWB01113

  • CF30 Customer (8 Nov 2017 to 1 Mar 2018)
• Arturo Ricardo Le Gentil

  IRN AXL00267

  • [FCA CF] Client dealing (9 Dec 2019 to 4 Jan 2022)
• Atif Adbul Rashid

  IRN AXA07346

  • SMF3 Executive Director (since 19 Nov 2025)
  • SMF16 Compliance Oversight (since 19 Nov 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Feb 2024)
• Carlos Alberto Galarraga

  IRN CXG00436

  • [FCA CF] Client dealing (since 31 Mar 2023)
• Cedric Barbier

  IRN CXB01938

  • [FCA CF] Client dealing (28 Feb 2021 to 31 May 2021)
• Esha Chopra

  IRN EXC00074

  • SMF3 Executive Director (9 Mar 2021 to 31 May 2021)
• Gerónimo Atawanadi Mansutti Silva

  IRN GXM25141

  • CF30 Customer (2 Dec 2019 to 8 Dec 2019)
• Gustavo Jose Rodrigues

  IRN GXR13823

  • SMF3 Executive Director (since 9 Dec 2021)
  • CF30 Customer (8 May 2019 to 8 Dec 2019)
• Isabel Pilar Navarro

  IRN IXN13966

  • SMF3 Executive Director (9 Dec 2019 to 1 Mar 2021)
  • CF1 Director (26 Jul 2019 to 8 Dec 2019)

No changes recorded yet.