EMFI Securities Limited

• Principal Place of Business

  25-26 Dering Street

  London

  W1S 1AW

  UNITED KINGDOM

  Phone

  +442039833635

  Web

  https://www.emfi.uk

• Complaints Contact

  25-26 Dering Street

  London

  W1S 1AW

  UNITED KINGDOM

  Phone

  +442039833635

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Jon Zurimendi Rivas

  IRN JXZ00065

  • [FCA CF] Client dealing (since 19 Jun 2023)
• Jose-Maria Bermudez Vergas

  IRN JXB03462

  • [FCA CF] Client dealing (29 May 2023 to 17 Jul 2023)
• Julian Singh Bhatia

  IRN JXB00961

  • [FCA CF] Client dealing (17 Jan 2022 to 16 Nov 2023)
• Kishanbhai Prafulbhai Lashkari

  IRN KXL00159

  • [FCA CF] Significant management (since 17 Aug 2021)
• Marcus Justin Thiele

  IRN MJT01160

  • [FCA CF] Client dealing (18 Aug 2021 to 17 Feb 2023)
• Mark Aidan Cleary

  IRN MAC01271

  • [FCA CF] Client dealing (since 1 Oct 2025)
• Muhammad Imran Ashraf

  IRN MIA01079

  • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2020)
  • CF1 Director (19 Dec 2017 to 8 Dec 2019)
• Robert Hagon

  IRN RXH01269

  • [FCA CF] Client dealing (since 1 Dec 2025)
• Russell Scott

  IRN RXS01287

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Sep 2020)
  • CF30 Customer (30 Oct 2019 to 8 Dec 2019)
• Sayyadah Sukaina Mehdi

  IRN SXM01478

  • [FCA CF] Client dealing (6 Dec 2022 to 23 May 2024)

No changes recorded yet.