EMFI Securities Limited

• Principal Place of Business

  25-26 Dering Street

  London

  W1S 1AW

  UNITED KINGDOM

  Phone

  +442039833635

  Web

  https://www.emfi.uk

• Complaints Contact

  25-26 Dering Street

  London

  W1S 1AW

  UNITED KINGDOM

  Phone

  +442039833635

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Shamroz Bashir

  IRN SXB04116

  • SMF3 Executive Director (since 19 Nov 2025)
• Simona Dejeu

  IRN SXD11508

  • CF30 Customer (14 Feb 2019 to 16 May 2019)
• Usman Amin Sheikh

  IRN UAS01004

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Proprietary trader (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 13 Oct 2025)
  • SMF3 Executive Director (9 Dec 2019 to 15 Feb 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Feb 2024)
  • SMF1 Chief Executive (9 Dec 2019 to 13 Oct 2025)
  • CF30 Customer (10 Jan 2017 to 8 Dec 2019)
  • CF3 Chief Executive (10 Jan 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (10 Jan 2017 to 8 Dec 2019)
  • CF1 Director (10 Jan 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (10 Jan 2017 to 8 Dec 2019)
• Zoubair El Kihal

  IRN ZXE01016

  • [FCA CF] Client dealing (15 Jan 2020 to 31 Dec 2020)

No changes recorded yet.