Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
EMFI Capital Limited
FRN 822389
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF16 Compliance Oversight (13 Oct 2023 to 13 Oct 2025)
- SMF3 Executive Director (16 Nov 2020 to 13 Oct 2023)
- SMF1 Chief Executive (16 Nov 2020 to 13 Oct 2025)
-
EMFI Securities Limited
FRN 763979
- [FCA CF] Proprietary trader (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Feb 2024)
- SMF1 Chief Executive (9 Dec 2019 to 13 Oct 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 13 Oct 2025)
- SMF3 Executive Director (9 Dec 2019 to 15 Feb 2024)
- CF1 Director (10 Jan 2017 to 8 Dec 2019)
- CF30 Customer (10 Jan 2017 to 8 Dec 2019)
- CF3 Chief Executive (10 Jan 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (10 Jan 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (10 Jan 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.