Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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EMFI Securities Limited
FRN 763979
- [FCA CF] Client dealing (since 1 Oct 2025)
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- [FCA CF] Client dealing (9 Dec 2019 to 25 Jul 2025)
- [FCA CF] Material risk taker (9 Dec 2019 to 25 Jul 2025)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Jul 2025)
- CF30 Customer (19 Jun 2013 to 8 Dec 2019)
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- CF30 Customer (7 Sep 2010 to 1 May 2012)
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- CF30 Customer (9 Jan 2009 to 20 Mar 2010)
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- CF30 Customer (1 Nov 2007 to 11 Nov 2008)
- CF21 Investment Adviser (1 Jun 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.