Creditex Brokerage LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
2nd Floor, Sancroft Rose StreetPaternoster SquareLondonEC4M 7DQUNITED KINGDOM- Phone
- +4402070657700
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Complaints Contact
2nd Floor, Sancroft Rose StreetPaternoster SquareLondonEC4M 7DQUNITED KINGDOM- Phone
- +4402070501068
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet, Warrant
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet, Warrant
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Trading Platform
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Specialist Trading Venue
For Eligible Counterparty, Professional, Debenture, Government and public security
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- · Unable to engage in dealing on own account, as defined in paragraph 3 of Part 3 of Schedule 2 to the Regulated Activities Order, unless in respect of bonds, structured finance products, emission allowances and derivatives, which have not been declared subject to the clearing obligation in accordance with EMIR, when: i. engaging in ‘matched principal trading’ as defined in the Glossary of defined expressions used in the FCA’s Handbook; and ii. the client has consented to such trading.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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. Creditex Brokerage Holdco Limited
IRN XXC01144
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (2 Jan 2010 to 8 Dec 2019)
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. Creditex UK Limited
IRN XXC01103
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (22 Apr 2008 to 8 Dec 2019)
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Adam Edward Slade
IRN AES01110
- CF30 Customer (7 Feb 2011 to 7 Nov 2011)
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Adam Oliver Ewart Thomas
IRN AOT01002
- CF26 Customer Trading (20 Feb 2007 to 10 Oct 2007)
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Alexander Thomas Kingsley Williams
IRN ATW01034
- CF26 Customer Trading (20 Feb 2007 to 10 Oct 2007)
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Andrew Neil David Evans
IRN ANE01010
- CF30 Customer (3 Jun 2010 to 29 Jul 2011)
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Arne Andreas Blomberg Holtz
IRN AAH01060
- CF30 Customer (7 Jun 2010 to 14 Jan 2011)
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Benjamin David Hollis
IRN BXH01126
- CF30 Customer (9 Jun 2010 to 21 Sep 2010)
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Brian Salus
IRN BXS01332
- CF29 Significant management (3 Sep 2014 to 5 Aug 2016)
- CF30 Customer (1 Jun 2010 to 5 Aug 2016)
- CF26 Customer Trading (21 Feb 2007 to 10 Oct 2007)
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Catherine O'Connor
IRN CXO01124
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Jul 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 12 Jul 2021)
- CF11 Money Laundering Reporting (5 Dec 2013 to 8 Dec 2019)
- CF10 Compliance Oversight (6 Feb 2007 to 13 Sep 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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K.C. BUSINESS CONSULTANCY LIMITED (no longer appointed)
FRN 533570 · Appointed 14 Oct 2010 · Until 9 Dec 2011
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Markit Group (UK) Limited (no longer appointed)
FRN 490833 · Appointed 30 Oct 2008 · Until 7 Jul 2010
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.