Andrew Neil David Evans

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Tradition (UK) Limited (no longer approved here)
FRN 139200
- [FCA CF] Client dealing (1 Feb 2021 to 20 Oct 2021)
Kyte Broking Limited (no longer approved here)
FRN 174863
- CF30 Customer (20 Dec 2018 to 26 Sep 2019)
BGC Brokers L.P (no longer approved here)
FRN 454814
- CF30 Customer (23 Jan 2017 to 2 Jun 2018)
Sigma Broking Limited (no longer approved here)
FRN 485362
- CF30 Customer (26 Aug 2016 to 2 Nov 2016)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- CF30 Customer (19 Sep 2011 to 30 Jun 2014)
Creditex Brokerage LLP (no longer approved here)
FRN 441360
- CF30 Customer (3 Jun 2010 to 29 Jul 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.