Benjamin David Hollis

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ABSA SECURITIES UNITED KINGDOM LIMITED

    FRN 808323

    • [FCA CF] Client dealing (since 3 Feb 2026)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Client dealing (28 Aug 2025 to 16 Jan 2026)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (17 Sep 2018 to 18 Jan 2019)
    • [FCA CF] Manager of certification employee (17 Sep 2018 to 18 Jan 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (26 May 2016 to 3 Oct 2017)
    • [FCA CF] Client dealing (7 Mar 2016 to 3 Oct 2017)
    • [FCA CF] Material risk taker (7 Mar 2016 to 3 Oct 2017)
    • CF30 Customer (18 Sep 2015 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2003)
  • Creditex Brokerage LLP (no longer approved here)

    FRN 441360

    • CF30 Customer (9 Jun 2010 to 21 Sep 2010)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (21 Jul 2008 to 6 Jan 2009)
    • CF21 Investment Adviser (31 Jul 2006 to 31 Oct 2007)
  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • CF21 Investment Adviser (1 Feb 2003 to 13 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.