ABSA SECURITIES UNITED KINGDOM LIMITED

• Principal Place of Business

  Absa Securities UK

  40 Bank Street

  London

  Tower Hamlets

  E14 5NR

  UNITED KINGDOM

  Phone

  +4402039616049

• Complaints Contact

  Absa Securities UK

  40 Bank Street

  London

  E14 5NR

  UNITED KINGDOM

  Phone

  +442039616049

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adesoji Adeyinka Solanke

  IRN AXS20161

  • [FCA CF] Client dealing (since 30 Jun 2023)
• Akeeb Patel

  IRN AXP00404

  • [FCA CF] Client dealing (27 Jan 2020 to 14 Nov 2022)
• Alessandro Gerbaudo

  IRN AXG02365

  • [FCA CF] Manager of certification employee (27 Jan 2020 to 13 Oct 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 13 Oct 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 13 Oct 2021)
  • CF30 Customer (12 Nov 2018 to 8 Dec 2019)
• Alex Kitov

  IRN AXK02975

  • [FCA CF] Client dealing (16 Mar 2022 to 22 Dec 2023)
• Alistair Lindsay

  IRN AGL01069

  • [FCA CF] Manager of certification employee (since 14 May 2025)
  • [FCA CF] Client dealing (since 14 May 2025)
• Amish Patel

  IRN AXP07419

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (23 Oct 2018 to 8 Dec 2019)
• Anna Maria Heritier De La Roche

  IRN AMH01216

  • SMF16 Compliance Oversight (since 29 Jul 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Jul 2022)
• Benjamin David Hollis

  IRN BXH01126

  • [FCA CF] Client dealing (since 3 Feb 2026)
• Bhavtik Choonilal Vallabhjee

  IRN BXV00026

  • [FCA CF] Client dealing (21 Jan 2020 to 31 Aug 2024)
  • [FCA CF] Material risk taker (21 Jan 2020 to 1 Jan 2022)
• Camillo Atampugre

  IRN CXA01255

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)
  • CF30 Customer (13 Dec 2018 to 8 Dec 2019)

No changes recorded yet.