Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ABSA SECURITIES UNITED KINGDOM LIMITED (no longer approved here)

    FRN 808323

    • [FCA CF] Manager of certification employee (27 Jan 2020 to 13 Oct 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Oct 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 13 Oct 2021)
    • CF30 Customer (12 Nov 2018 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (29 Jul 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.