ABSA SECURITIES UNITED KINGDOM LIMITED

• Principal Place of Business

  Absa Securities UK

  40 Bank Street

  London

  Tower Hamlets

  E14 5NR

  UNITED KINGDOM

  Phone

  +4402039616049

• Complaints Contact

  Absa Securities UK

  40 Bank Street

  London

  E14 5NR

  UNITED KINGDOM

  Phone

  +442039616049

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Cecil John Louis Giddy

  IRN CJG01207

  • SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
  • CF30 Customer (2 Oct 2018 to 8 Dec 2019)
  • CF3 Chief Executive (2 Oct 2018 to 2 Oct 2019)
  • CF1 Director (2 Oct 2018 to 8 Dec 2019)
• Charles John Russon

  IRN CXR00216

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 13 Dec 2024)
• Cheryl Rae Buss

  IRN CXB19016

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF30 Customer (22 Oct 2019 to 8 Dec 2019)
  • CF3 Chief Executive (22 Oct 2019 to 8 Dec 2019)
  • CF1 Director (22 Oct 2019 to 8 Dec 2019)
• Chris van Niekerk

  IRN CXV01016

  • CF30 Customer (2 Oct 2018 to 20 Aug 2019)
• Craig Anthony McCauley

  IRN CAM01160

  • [FCA CF] Client dealing (9 Dec 2019 to 20 Apr 2026)
  • CF30 Customer (28 Feb 2019 to 8 Dec 2019)
• DAVID JOHN RENWICK

  IRN DXR00417

  • SMF3 Executive Director (since 12 Jun 2025)
  • [FCA CF] Client dealing (since 1 Dec 2022)
  • [FCA CF] Manager of certification employee (since 1 Dec 2022)
  • [FCA CF] Significant management (since 1 Dec 2022)
• Daniel Okine Fynn

  IRN DOF01007

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Sep 2025)
  • CF30 Customer (2 Oct 2018 to 8 Dec 2019)
• Dean Justin Hack

  IRN DXH00794

  • [FCA CF] Client dealing (since 11 Mar 2024)
• Denise Coppin

  IRN DXC02641

  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2024)
  • CF30 Customer (2 Oct 2018 to 8 Dec 2019)
• Eckard Conradie

  IRN EXC00194

  • SMF17 Money Laundering Reporting Officer (MLRO) (22 Feb 2022 to 12 Aug 2022)

No changes recorded yet.